Unethical Capital Markets

Overview: In this assignment, you will investigate an unethical event that took place in the U.S. capital markets. Based on the
CFA Code of Ethics and Standards
of Professional Conduct
, you will review and discuss the event.

Prompt: Your paper must address the critical elements listed below.


Find and research a current event (in the last five years) about an unethical practice in a U.S. capital market.

Analyze the event using evidence from your research, and offer a reaction, response, or solution.

Discuss how the capital market failed to meet standard ethical and professional practices.